The appellant, Phillip Earl Lydia, was found guilty of aggravated robbery causing bodily injury to a disabled person. The jury sentenced him to eighteen years' imprisonment. The Court of Appeals affirmed his conviction. Lydia v. State, 81 S.W.3d 486 (Tex. App. - Fort Worth 2002). We granted the appellant's petition for discretionary review to determine whether the State improperly attempted to bind prospective jurors to specific factual situations during the voir dire examination, contrary to this court's decision in Standefer v. State, 59 S.W.3d 177 (Tex. Crim. App. 2001).
The prosecutor asked venire members the following question during voir dire in the appellant's trial: "Do each of you feel as though you could evaluate a witness and his testimony and decide if he's being truthful without automatically dismissing his testimony because of some criminal history?" The appellant objected, arguing that the question attempted to improperly bind the jurors. The trial court overruled the objection and permitted the prosecutor to ask the question, but it granted the appellant a running objection to that particular question. The prosecutor went row by row through the panel and continued to ask the same question. The prosecutor individually questioned the prospective jurors who indicated that they might have some concern with testimony from witnesses with criminal backgrounds. (1)
During its inquiry with a particular juror, the prosecutor modified the factual circumstances of this question and asked whether the juror could remain impartial if the victim's past crimes were against the defendant on trial. (2) The appellant objected again, the question was permitted, and the trial court granted the appellant a running objection to that question. Two of the venire members who gave specific responses to the contested questions were empaneled on the jury that decided the appellant's case. The appellant made no objection to the placement of those individuals on the jury.
The appellant raised a single point of error on direct appeal: he claimed that the trial
court erred in permitting the prosecutor to ask improper commitment questions of the
venire panel, contrary to this Court's decision in Standefer v. State, 59 S.W.3d 177 (Tex.
Crim. App. 2001), which was handed down while the appellant's case was pending on direct
appeal. The Court of Appeals held that Standefer should apply retroactively to all cases
pending on direct appeal or not yet final when the decision was handed down. Lydia v.
State, 81 S.W.3d at 492. (3)
Then, in applying Standefer to the facts of the present case, the
Court determined that the questions asked were not commitment questions because they
did not ask the prospective jurors to resolve or refrain from resolving any issues. Ibid.
Instead, the Court concluded that the questions asked prospective jurors only whether they
could impartially evaluate testimony. Ibid. Therefore, the Court did not address whether
the questions met the remaining prongs of the Standefer test, nor did it conduct a harm
analysis. Ibid. The Court of Appeals noted that the prohibition on commitment questions is a well-established aspect of Texas criminal practice. Lydia, 81 S.W.3d at 489. Indeed, the general
rule is that an attorney cannot attempt to bind or commit a venire member to a verdict based
on a hypothetical set of facts. Allridge v. State, 850 S.W.2d 471, 480 (Tex. Crim. App.
1991). Questions that commit prospective jurors to a position, using a hypothetical or
otherwise, are improper and serve no purpose other than to commit the jury to a specific
set of facts before the presentation of any evidence at trial. Atkins v. State, 951 S.W.2d
787, 789 (Tex. Crim. App. 1997). In Standefer, we articulated a test for determining when a voir dire question calls
for an improper commitment. The test has two steps: (1) Is the question a commitment
question, and (2) Does the question include only those facts that lead to a valid challenge
for cause? Standefer, 59 S.W.3d at 182. If the answer to the first question is "yes" and the
answer to the second question is "no," then the question asked is an improper commitment
question. Id. at 182-183. Commitment questions "commit a prospective juror to resolve, or to refrain from
resolving, an issue a certain way after learning a particular fact." Id. at 179. These types of
questions tend to require a "yes" or "no" answer, in which one or both of the possible
answers commits the jury to resolving an issue a certain way. Ibid. These questions can
also ask the venire person to refrain from resolving an issue on the basis of a fact that may
be used to resolve the issue, for example, the party could attempt to secure a commitment
to refrain from resolving the punishment issues in a capital case on the basis of victim
impact evidence. Ibid. Commitment questions include those questions that ask a
prospective juror to set the hypothetical parameters for his or her own decision-making. Id. at 180. For example, the following question is a commitment question asking the venire
person to explain the parameters of his decision-making: "What circumstances in your
opinion warrant the imposition of the death penalty?" Ibid. Also, commitment questions
may contain words such as "consider," "would," and "could." Ibid.; Id. at n.9. A commitment question can be proper or improper, depending on whether the
question leads to a valid challenge for cause. Id. at 181. Commitment questions are
improper when (1) the law does not require a commitment or (2) when the question adds
facts beyond those necessary to establish a challenge for cause. Id. at 181-182. When the
law requires certain types of commitments from jurors, attorneys may ask the prospective
jurors whether they can follow the law in that regard. Id. at 181. For example, one could
ask prospective jurors whether they could follow a law that required them to: disregard
illegally obtained evidence; follow instructions requiring corroboration of accomplice
witness testimony; consider the full range of punishment available, or follow a law that
precludes them from holding against defendant his failure to testify. Ibid. Application The Court of Appeals held that the questions asked by the State were not
commitment questions because the questions did not ask the venire members to resolve or
to refrain from resolving any issue. Lydia 81 S.W.3d at 492. Rather, the questions asked
jurors only to impartially evaluate testimony. Ibid. The appellant argues that the prosecutor wanted to know whether the jurors could
believe a victim and determine if he was telling the truth without automatically dismissing
his testimony because of some prior criminal history. Thus, the questions asked by the
prosecutor committed prospective jurors to resolve or refrain from resolving an issue a
certain way after learning a particular fact. The appellant further argues that these types of
questions serve only to introduce the facts of the case before prospective jurors, and
eliminates those who will not vote guilty based on that fact. The State argues that the Court of Appeals is "in effect correct regarding whether the
complained-of voir dire inquiries even constitute 'commitment questions' under
Standefer's definition thereof." However, it then proceeds to contradict the analysis of the
Court of Appeals. According to the State, the questions that the appellant complains about
sought to bind the potential jurors to refrain from pre-judging the potential victim-witness's credibility based on his own potential criminal history. The prosecutor tried to
learn whether any of the potential jurors would not impartially judge the credibility of the
witness or hold extreme or absolute positions regarding credibility. In addition, the State
provides no independent arguments for why the questions at issue are or are not
commitment questions. Instead, it argues that regardless of the answer to that question, the
inquiries made were entirely proper because a prospective juror may be properly
challenged for cause and removed from the venire panel if he cannot impartially judge the
credibility of the witnesses. The State acknowledges that under Standefer the proper
inquiry is whether the question attempts to commit a potential juror to resolve or refrain
from resolving an issue a certain way depending on a fact supplied, or if it asks the potential
juror to set hypothetical parameters for decision-making. The prosecutor asked of the entire panel, "Do each of you feel as though you could
evaluate a witness and his testimony and decide if he's being truthful without automatically
dismissing his testimony because of some criminal history?" This question, in various
forms, was repeated to members of the panel on a group and individual basis. Expanding
upon this hypothetical, the prosecutor asked the panel if it would make a difference if the
crime committed by the witness was against the defendant. Also, the prosecutor asked one
of the jurors "what kind of conviction would cause you to have a bias?" The first question is
a commitment question: it asks jurors to resolve witness credibility (issue) based on the
knowledge that the witness has a criminal history (particular fact). The second question is a
commitment question: it asks jurors to resolve witness credibility (issue) based on the
knowledge that the witness committed a crime against the defendant on trial (particular
fact). The third question asks the juror to define the parameters of his decision making-to
define those crimes that will make a difference in his assessment of the witness'
credibility. Contrary to the opinion of the court below, these questions do ask jurors to resolve
issues concerning witness credibility on the basis of particular facts. The prosecutor did
not ask whether the venire members could impartially evaluate testimony. Instead, she
asked the jurors to discuss how they would resolve the credibility of a witness based on a
particular fact about that witness. The questions asked by the State were commitment questions. (4) They asked whether
the prospective juror would resolve the issue of witness credibility based on a particular
fact - the witness' criminal history. See Standefer, 59 S.W.3d at 183. More specifically,
the questions sought to determine whether a witness would automatically dismiss a
witness's testimony because of a particular fact about the witness. The Court of Appeals
reasoned that the questions did not ask the jurors to resolve the victim's testimony in any
given way in light of the additional fact. Lydia, 81 S.W.3d at 492. We disagree and hold
that the State asked commitment questions of the venire. We conclude that the Court of Appeals erred in holding that the questions asked by
the prosecutor were not commitment questions, and we vacate and remand for further
analysis under the remaining prongs of the test for improper commitment questions
promulgated in Standefer. Delivered: July 2, 2003 Publish.
1. Other questions include: "Do each of you feel as though you hold [criminal activity in the past]
against a witness or otherwise not listen to what the witness is saying?"; "Captain Hook may have done
some things in the past that are just as bad or worse. Does that change the fact that he was stolen
from?"; "And what kind of conviction would cause you to have a bias?"
2. The record is somewhat ambiguous as to the precise question asked by the prosecutor.
4. At the outset of its opinion, the Court of Appeals noted the following: "The general rule has
been that it is improper to ask a commitment question during voir dire because it would amount to an
improper attempt to bind a juror. This prohibition against a question that binds a juror to a particular
conclusion clashes with the ability of the parties to effectively challenge for cause those jurors who
cannot impartially judge the credibility of witnesses." Lydia, 81 S.W.3d at 489 (internal citations
omitted). It is difficult to discern how the prohibition against a question that binds a juror could "clash"
if it is not even in the category of commitment questions. The Court of Appeals failed to address this
discrepancy between the beginning and end of its opinion.