In response to the State's petition for discretionary review, we consider the continuing precedential value of Ward v. State, 829 S.W.2d 787 (Tex.Crim.App. 1992), and its progeny.
Factual and Procedural History
Appellant, Grafton Leroy Riney, was arrested on April 7, 1996, for possession of a controlled substance. A Dallas County grand jury later presented to the trial court a two-page indictment. The first page formally accused appellant of the unlawful possession of amphetamine in an amount of one gram or more but less than four grams. The second page of the indictment contained two enhancement paragraphs. Upon presentment, the indictment consisted of four identical, attached copies. See, by analogy, Tex. R. Evid. 903(3)(4). (1) Each copy indicated it was to be distributed to the "COURT," the "DEFENDANT/COURT," the "TEXAS DEPARTMENT OF CORRECTIONS/COURT," and the "DISTRICT ATTORNEY."
On November 1, 1996, just before trial, the State filed a Motion to Amend the Indictment,
asking the trial court for permission to change the substance allegedly possessed to methamphetamine
and the amount allegedly possessed to less than one gram. See Art. 28.10. (2)
The State attached to
its motion a photocopied duplicate of the first page of its copy of the indictment. The trial court
granted the State's motion. See Art. 28.11. (3) The briefs and the court record indicate this photocopy
of the State's indictment was interlineated, but the record fails to reveal who performed the physical
act of interlineating that photocopy. The trial court judge, the Honorable Charles Campbell, read the
changes into the record, and the amended photocopy of the indictment was incorporated into the
court clerk's file. Immediately afterward, appellant and his counsel were specifically asked whether
they had any objections to the amendments. Both replied they did not: TRIAL COURT: All right. Let's take up the indictment first before we get into the motion
to suppress. Mr. Lechtenberger (defense counsel), it looks like the defendant was at one time
indicted for possession of amphetamine in an amount of one gram or more but less than four
grams, and the State has filed a motion to amend the indictment to change amphetamine to
methamphetamine and to change the amount of one gram or more but less than four grams
to less than one gram. Let me ask you first, Mr. Lechtenberger, do you have any opposition to the State amending
the indictment. DEFENSE COUNSEL: No, judge, we do not. TRIAL COURT: Now, Mr. Riney (appellant), let me address you personally, sir. Under the
Texas law, under Article 28.10, in the Code of Criminal Procedure, an indictment may not
be amended over your objection as to form or substance. Especially if it changes the nature
of the offense, which this one does. Which basically means I have to have your consent for
the State to amend the indictment. Do I have your consent, sir? APPELLANT: Yes, sir. Appellant also expressly agreed to waive the ten day continuance offered by Article 28.10 to prepare
for the newly amended indictment. Afterwards, the trial court judge formally arraigned appellant by
reading from the amended indictment in open court, to which appellant pleaded not guilty. The jury found appellant guilty of possession of methamphetamine, and, following pleas of
true to the enhancement paragraphs, he was sentenced to five years confinement. On appeal to the
Fifth Court of Appeals, appellant presented three points of error. The only point addressed by that
court complained that a variance in the pleading and proof rendered the evidence legally insufficient.
More specifically, appellant argued the indictment was improperly amended because only a photocopy
of the State's indictment, which had been attached to the State's motion to amend, was interlineated.
As a result, appellant argued, the amendment was invalid, and the evidence, therefore, had to be
measured against the original, unamended indictment. In an unpublished opinion, the Court of
Appeals agreed the amendment was inadequate, writing that, while "[t]he trial court signed an order
granting the State's motion to amend, . . . the face of the original indictment was never interlined."
Therefore, the court held, the evidence demonstrating appellant possessed methamphetamine was
insufficient as measured against the original, unaltered version of the indictment accusing appellant
of possession of amphetamine. The Court of Appeals reversed the judgment of the trial court and
entered a judgment of acquittal. The grounds granted for review in the State's petition specifically concern the adequacy of
the mechanics undertaken to incorporate an amendment into the indictment. The State contends its
motion and interlineated photocopy of the indictment satisfied statutory requirements and Ward v.
State, 829 S.W.2d 787. However, should we find those efforts to amend the indictment inadequate,
the State alternatively asks this Court to reconsider the continuing precedential value of Ward.
Appellant responds that merely interlineating a copy of the State's original indictment was insufficient
to satisfy the requirements of Ward, and the amended version of the indictment was, therefore,
invalid. For reasons to be explained, we will overrule, in part, our decision in Ward v. State, reverse
the decision of the Court of Appeals and remand for further consideration. (4) Relevant Case Law The Texas Constitution guarantees to defendants the right to indictment by a grand jury for
all felony offenses. Cook v. State, 902 S.W.2d 471, 475 (Tex.Crim.App. 1995); Tex. Const. art. I,
§ 10. (5) "An indictment is a written instrument presented to a court by a grand jury charging a person
with the commission of an offense." Tex. Const. art. V, § 12(b). Indictment by grand jury protects
citizens against arbitrary accusations by the government. King v. State, 473 S.W.2d 43, 45
(Tex.Crim.App. 1971). An indictment is essential to vest the trial court with jurisdiction, Cook v.
State, 902 S.W.2d at 475, and an indictment provides a defendant notice of the offense charged so
that he may prepare, in advance of trial, an informed and effective defense. Garcia v. State, 981
S.W.2d 683, 685 (Tex.Crim.App. 1998). "It has long been held that [notice of the nature and cause
of the accusation] must come from the face of the indictment. Indeed, the accused is not required
to look elsewhere." Ward v. State, 829 S.W.2d at 794. See also Eastep v. State, 941 S.W.2d 130,
132 (Tex.Crim.App. 1997); Labelle v. State, 720 S.W.2d 101, 110 (Tex.Crim.App. 1986) (Article
I, section 10 of the Texas Constitution mandates that notice must come from the face of the
indictment); Voelkel v. State, 501 S.W.2d 313, 315 (Tex.Crim.App. 1973). And it is not sufficient
to say that the accused knew with what offense he was charged. The inquiry must be whether the
charge, in writing, furnished that information in plain and intelligible language. Benoit v. State, 561
S.W.2d 810, 813 (Tex.Crim.App. 1977). Articles 28.10 and 28.11 provide the State with the opportunity to amend an indictment.
However, "[n]either the[State's] motion [to amend] nor the trial judge's granting thereof is an
amendment; rather the two comprise the authorization for the eventual amendment of the charging
instrument pursuant to Article 28.10." Ward v. State, 829 S.W.2d at 793. This Court has further
held that the only effective means of accomplishing an amendment was by interlineation; the actual,
physical alteration of the face of the charging instrument. Eastep v. State, 941 S.W.2d at 132; Ward
v. State, 892 S.W.2d at 794. See Rent v. State, 838 S.W.2d 548, 550 (Tex.Crim.App. 1990)
(charging instrument is not amended for purposes of Article 28.10 until actual interlineation of the
original occurs). Analysis We recognize that the doctrine of stare decisis should generally be followed, because it
promotes judicial efficiency and consistency, it fosters reliance on judicial decisions, and contributes
to the actual and perceived integrity of the judicial process. Proctor v. State, 967 S.W.2d 840, 844-45 (Tex.Crim.App.1998). But when governing decisions of this Court are unworkable or badly
reasoned, we are not constrained to follow precedent. Id. at 845. The instant case demonstrates that
resolutely clinging to the notion that an amendment can be accomplished only by the physical
interlineation of the original indictment provides a defendant with the opportunity to subvert a
process of which he was fully aware and had affirmatively acknowledged. For this reason, requiring
physical interlineation of the original as the only means to accomplish an amendment is unwarranted.
Physical interlineation of the original indictment is an acceptable but not the exclusive means of
effecting an amendment to the indictment. A plain and common sense reading of Articles 28.10 and
28.11 supports this determination. See Boykin v. State, 818 S.W.2d 782, 785 (Tex.Crim.App. 1991);
Tex. Gov't Code. 311.023. Neither statute can be interpreted to direct that amendment be performed
only by physical interlineation. It is acceptable for the State to proffer, for the trial court's approval,
its amended version of a photocopy of the original indictment. If approved, the amended photocopy
of the original indictment need only be incorporated into the record under the direction of the court,
pursuant to Article 28.11, with the knowledge and affirmative assent of the defense. This version of
the indictment would then become the "official" indictment in the case, and it would continue to state,
presumably in "plain and intelligible" language, the nature and cause of the accusation. Garcia v.
State, 981 S.W.2d at 685; Benoit v. State, 561 S.W.2d at 813. Such steps comply with all statutory
requisites and faithfully preserve the functions of an indictment, i.e., the trial court retains its
jurisdiction, and the defendant is still kept abreast of the charges against him/her and has adequate
information to prepare an appropriate defense. We note that Ward v. State continues to stand for the
proposition that "[n]either the motion [to amend] itself nor the trial judge's granting thereof is an
amendment; rather the two comprise the authorization for the eventual amendment of the charging
instrument pursuant to Article 28.10." However, to the extent Ward v. State, and those case relying
upon it, require physical interlineation of the original indictment as the only means to accomplish an
amendment, those cases are overruled. We now apply this holding to the case at bar. When the State produced a copy of the original
indictment, it was interlineated and incorporated into the court clerk's file, all with appellant's specific
knowledge and express approval. At that point, that amended portion of the indictment became the
"official" indictment in the case. (6) This was the indictment appellant knew he could reference, from
that point, to provide notice of the specific charge that would enable him to properly prepare his
defense. Appellant and his counsel were specifically asked whether they harbored any objections to
the amendments. Both replied they did not. The trial court then formally arraigned appellant by
reading the amended indictment in open court, to which appellant pleaded not guilty. Under the
circumstances present in the case at bar, no error occurred in the amendment process. As a final matter, appellant attempts to support his position by arguing that the amended copy
of the indictment was inadequate because it failed to contain the valid signature of the grand jury's
foreperson. (7) See Art. 21.02(9). The lack of a signature is of no consequence in this matter, and is,
in fact, not essential to the validity of an indictment. Tatmon v. State, 815 S.W.2d 588, 589
(Tex.Crim.App. 1991); McCullough v. State, 425 S.W.2d 359, 360 (Tex.Crim.App. 1968). The
record adequately demonstrates that the indictment used to charge appellant was properly returned
by a grand jury and subsequently amended without objection. Finding no error in the amendment of the indictment in the instant case, we reverse the
decision of the Court of Appeals and remand for consideration of appellant's remaining points of
error. DELIVERED OCTOBER 4, 2000 PUBLISH
1. "An 'original' of a writing or recording is the writing or recording itself or any
counterpart intended to have the same effect by a person executing or issuing it. . . ." Tex. R.
Evid. 903 (3). "A 'duplicate' is a counterpart produced by the same impression as the original, or from
the same matrix, or by means of photography, including enlargements and miniatures, or by
mechanical or electronic re-recording, or by chemical reproduction, or by other equivalent." Tex.
R. Evid. 903(4).
2. Article 28.10 reads: (a) After notice to the defendant, a matter of form or substance in an indictment or
information may be amended at any time before the date the trial on the merits
commences. On the request of the defendant, the court shall allow the defendant not less
than ten days, or a shorter period if requested by the defendant, to respond to the amended
indictment or information. (b) A matter of form or substance in an indictment or information may also be amended
after the trial on the merits commences if the defendant does not object. (c) An indictment or information may not be amended over the defendant's objection as to
form or substance if the amended indictment or information charges the defendant with an
additional or different offense or if the substantial rights of the defendant are prejudiced. 3. Article 28.11 reads:
All amendments to an indictment or information shall be made with leave of the court and
under its direction.
4. We granted two additional grounds for review in this petition in which the State argues
the Court of Appeals erroneously rendered its decision to acquit in violation of Article 21.19 and
Rules 44.2 and 44.4 of the Texas Rules of Appellate Procedure. Because of our disposition of the
first two grounds for review, we need not address these final two grounds in this opinion, and
they are dismissed as moot.
5. Article I, Section 10 of the Texas Constitution provides in relevant part:
In all criminal prosecutions the accused shall have a speedy public trial by an impartial
jury. He shall have the right to demand the nature and cause of the accusation against
him, and to have a copy thereof. . . .
6. We are aware this leaves open the question regarding the status of the enhancement
paragraphs, which were not included in the amended version of the indictment. We offer no
guidance in this matter and leave resolution of this issue to the Court of Appeals upon remand.
7. The foreperson's signature on the original indictment in this case was placed on the
second page containing the enhancement paragraphs. As mentioned, a copy of this second page
was not included with the State's motion to amend the indictment.