In the present case, the trial court prohibited appellant from asking prospective jurors the following question during voir dire: "Would you presume someone guilty if he or she refused a breath test on their refusal alone?" (1) The trial court found that "requesting them [prospective jurors] to make a commitment of that sort would be improper voir dire." The Court of Appeals reversed, holding that the question was a proper attempt "to discover whether any venireperson would have an automatic predisposition to find a person guilty simply because he refused to take the breath test, thereby rendering them unable or unwilling to consider all of the evidence in determining the intoxication issue." (2) We granted the State's petition to determine when a voir dire question calls for an improper commitment. We will reverse.
"[A]n attorney cannot attempt to bind or commit a prospective juror to a verdict based on a hypothetical set of facts." (3) The rule is easily stated but has not been so easily applied. Nevertheless, while caselaw has not always been clear and consistent, a few common principles are apparent. Commitment questions are those that commit a prospective juror to resolve, or to refrain from resolving, an issue a certain way after learning a particular fact. Often, such questions ask for a "yes" or "no" answer, in which one or both of the possible answers commits the jury to resolving an issue a certain way. For example, the following question seeks to elicit a commitment from jurors to convict a person of a drug offense if that person is found with a residue amount of cocaine in a crack pipe: "If the evidence, in a hypothetical case, showed that a person was arrested and they had a crack pipe in their pocket, and they had a residue amount in it, and it could be measured, and it could be seen, is there anyone who could not convict a person, based on that." (4) A commitment question can also be a question that asks a prospective juror to refrain from resolving an issue on the basis of a fact that might be used to resolve the issue. For example, a question may attempt to secure a commitment to refrain from resolving the punishment issues in a capital case on the basis of victim impact evidence:
Let us assume that you are considering in the penalty phase of any capital murder case, okay? And some of the evidence that has come in shows that the victim's family was greatly impacted and terribly grieved and greatly harmed by the facts....Can you assure us that the knowledge of those facts would not prevent you or substantially impair you in considering a life sentence in such a case? (5)
This is not a proper question.
In addition, although commitment questions are generally phrased to elicit a "yes" or "no" answer, an open-ended question can be a commitment question if the question asks the prospective juror to set the hypothetical parameters for his decision-making. (6) An example of an open-ended commitment question is: "What circumstances in your opinion warrant the imposition of the death penalty?" (7) To summarize, then, a question is a commitment question if one or more of the possible answers is that the prospective juror would resolve or refrain from resolving an issue in the case on the basis of one or more facts contained in the question.
Of course, many questions in voir dire are not commitment questions and are not covered by this opinion. For example, the question, "[I]f the victim is a nun, could [the prospective juror] be fair and impartial?" does not ask the prospective juror to resolve or refrain from resolving any issue. (8) A juror could be "fair" and still take into account the victim's status as a nun where that status is logically relevant to the issues at trial or fail to do so if the juror perceived that the victim's status as a nun should not be controlling. If, however, the defendant had asked, "Could you consider probation in a case where the victim is a nun?" (9) then he would indeed have asked a commitment question. In that situation, the juror is asked to say whether he would refrain from resolving an issue in the case (probation) based upon a fact in the case (the victim is a nun). And as that example illustrates, the word "consider" does not prevent a question from being a commitment question. To the contrary, the word "consider" often marks a commitment question in which the prospective juror is asked to refrain from resolving an issue after learning a fact that could be used to resolve that issue.
We have not always recognized these distinctions. In Maddux v. State, we held that defense counsel could properly ask whether a prospective juror could consider probation in a murder case in which a child had died. (10) We contended that our holding was required by our earlier holding in Nunfio. (11) What we failed to appreciate, however, was that the question in Nunfio was distinct from the question in Maddux for the reasons we have just discussed in this opinion. (12) Because Maddux was wrongly decided and produces inconsistency in our precedent, we overrule that decision, along with any other decision that is inconsistent with the principles articulated in this opinion. (13)
Whether a question is a commitment question resolves only half the problem we confront today. Not all commitment questions are improper. For example, questions concerning a juror's ability to consider the full range of punishment for a particular offense meet the above definition of commitment questions but are nevertheless proper. (14) The question, "Can you consider probation in a murder case?" commits a prospective juror to keeping the punishment options open (i.e., to refraining from resolving the punishment issues in a certain way) in a murder case. A murder conviction, even in the abstract, necessarily comprises some factual elements: those listed in the statute (e.g. causing the death of an individual). But jurors are required to follow the law enacted by the Legislature. So a prospective juror must be able to consider the full range of punishment provided for an offense or be challengeable for cause. (15)
The distinguishing factor is that the law requires jurors to make certain types of commitments. When the law requires a certain type of commitment from jurors, the attorneys may ask the prospective jurors whether they can follow the law in that regard. (16)
However, where the law does not require the commitment, a commitment question is invariably improper. For example, a prospective juror is not challengeable for cause simply because he does not consider a particular type of evidence to be mitigating. (17) And whether a juror considers a particular type of evidence to be mitigating is not a proper area of inquiry. (18) In the mitigating evidence context, the linkage between these two concepts -- challenges for cause and the propriety of asking questions -- was recognized in Raby, but can be understood from examining other mitigating evidence cases in which the proposed question was found to be improper. (19) None of the questions in these cases could have rendered a prospective juror challengeable for cause because jurors are not required to give mitigating effect to any of those factors. Likewise, victim impact evidence is a legitimate factor for a jury to consider in deciding whether to impose a life sentence instead of the death penalty (i.e. in answering the mitigation special issue), and a prospective juror cannot be asked whether such evidence would affect his resolution of that issue. (20) And the State cannot require a prospective juror to commit to the proposition that potential rehabilitation is irrelevant to a determination of future dangerousness; rehabilitation is in fact a proper consideration under that special issue. (21) Of course, a juror is not required to consider rehabilitation as evidence relating to future dangerousness, but he is allowed to do so, and the State cannot attempt to secure a commitment on whether he will do so. We conclude that, for a commitment question to be proper, one of the possible answers to that question must give rise to a valid challenge for cause. (22)
Even if a question meets this challenge for cause requirement, however, the question may nevertheless be improper if it includes facts in addition to those necessary to establish a challenge for cause. For example, in Atkins, the prosecutor asked prospective jurors if they could convict a person who was arrested while possessing, in his pocket, a crack pipe containing a residual amount of cocaine. (23) The State could have permissibly questioned the prospective jurors about their ability to follow a law that holds a person guilty of possession even though the possession involves only a residue amount of the drug in question. (24) But the State's question supplied facts beyond what was necessary to sustain a challenge for cause (arrest, possession of a crack pipe, item found in the defendant's pocket). (25) These additional facts rendered improper what otherwise would have been a proper question designed to assess whether a prospective juror was challengeable for cause. To be proper, then, a commitment question must contain only those facts necessary to test whether a prospective juror is challengeable for cause.
So, the inquiry for improper commitment questions has two steps: (1) Is the question a commitment question, and (2) Does the question include facts -- and only those facts -- that lead to a valid challenge for cause? If the answer to (1) is "yes" and the answer to (2) is "no," then the question is an improper commitment question, and the trial court should not allow the question.
We now consider the propriety of the voir dire question posed in the present case: "Would you presume someone guilty if he or she refused a breath test on their refusal alone?" This question is a commitment question. The question asks whether the prospective juror would resolve the issue of guilt against the defendant if the juror learns a particular fact -- that the defendant has refused a breath test. The word "presume" does nothing to change the character of the question. That word simply adds another fact to the equation, that the prospective juror would find guilt if there are no exculpatory facts to counterbalance the breath test refusal.
The next step is to determine whether the question includes facts (and only those facts) that lead to a valid a challenge for cause. The facts in this question would not lead to a valid challenge for cause because a juror may permissibly presume guilt from such evidence. The law recognizes that a defendant's refusal to take a breath test is admissible in evidence. (26) Absent statutory direction, (27) a challenge for cause based upon the sufficiency implications of an item of evidence would be inappropriate.
Because appellant's proposed commitment question would not lead to a valid challenge for
cause, the question was improper. The trial court properly prohibited defense counsel from asking
the question. (28)
The judgment of the Court of Appeals is reversed and the case is remanded to that court to
address appellant's remaining points of error. KELLER, Presiding Judge. DATE DELIVERED: October 31, 2001 PUBLISH
1. Defense counsel later gave an alternate phrasing of the question: "If someone refused to
take a breath test, would you presume such a person in your mind to be intoxicated by virtue of
refusing a breath test alone?"
2. Standefer, 2 S.W.3d 23, 26 (Tex. App.--El Paso 1999).
9. The word "would" instead of "could" indicates a much stronger level of commitment,
but the substitution of "could" for "would" does not necessarily transform a commitment
question into a proper question.
10. 862 S.W.2d 590, 591-592 (Tex. Crim. App. 1993).
11. Maddux, 862 S.W.2d at 592.
12. As Nunfio questions are distinct from the types of questions presented in the case at
bar, this opinion should not be construed as addressing in any manner the validity or construction
of the Nunfio line of precedent.
13. We are justified in overruling a decision when it produces inconsistency in the law.
Awadelkariem v. State, 974 S.W.2d 721, 725 (Tex. Crim. App. 1998); Malik v. State, 953
S.W.2d 234, 240 (Tex. Crim. App. 1997).
16. For example, the defense could legitimately ask prospective jurors whether they could
follow a law that requires them to disregard illegally obtained evidence, whether they could
follow an instruction requiring corroboration of accomplice witness testimony, or whether they
could follow a law that precludes them from holding against the defendant his failure to testify.
These types of questions test the prospective jurors' ability to follow various legal requirements.
See Tex. Code of Crim. Proc., Art. 38.23 & 38.14; U.S. Const., Fifth Amend.
22. We emphasize that the challenge for cause test and the other rules discussed in this
opinion apply only to commitment questions. Questions such as "Have you known anyone who
has been abused as a child?" and "Are you related to anyone in law enforcement?" are not
prohibited by this opinion.
27. The accomplice witness rule is an example of contrary statutory direction about the
sufficiency implications of a particular type of evidence. See TEX. CODE CRIM. PROC., Art.
38.14.
28. Judge Johnson makes a number of unsound arguments in her dissent. She first
contends that "a question in a child-molestation case which inquires whether the juror believes
that no child could/would lie about such a thing" is a legitimate question. She is correct because
the question gives only those facts sufficient to establish a valid challenge for cause, and thus
falls within the exception to the usual prohibition against commitment questions. See Hernandez
v. State, 508 S.W.2d 853, 854 (Tex. Crim. App. 1974)(proper to ask whether a juror could not
believe that a police officer would ever lie on the stand); Hernandez v. State, 563 S.W.2d 947,
950 (Tex. Crim. App. 1978)(juror who says she does not believe a police officer would ever lie
on the stand is challengeable for cause). Second, Judge Johnson contends that the voir dire question here is not a commitment
question because it is no different from questions that ask "Could you find someone guilty on the
testimony of one witness?" and "Could you find someone guilty on circumstantial evidence
alone?" She is correct that the latter two questions share the same essential characteristics as the
question at issue for the purpose of determining whether a question is a commitment question.
She is incorrect, however, in assuming that these two questions are proper. They are not proper
questions. A party is not entitled to commit a juror on whether he can convict based on one
witness nor is he entitled to commit a juror to a certain disposition if only circumstantial
evidence is presented. See Castillo v. State, 913 S.W.2d 529 (Tex. Crim. App. 1995); Garrett v.
State, 851 S.W.2d 853, 859-60 (Tex. Crim. App. 1993) (venireman not subject to challenge for
cause merely because he would require more evidence than the legal minimum). Judge Johnson next contends that the question "What circumstances in your opinion
warrant the imposition of the death penalty?" is a proper question. She claims that the question
"is an appropriate exploration of the juror's attitudes about the death penalty" and that "nothing
in that question...requires the juror 'to resolve or refrain from resolving any issue.'" But, as noted
above, we expressly held in Allridge that this was not a proper question because it induced jurors
"to set the hypothetical parameters for their decision-making." 850 S.W.2d at 480. Judge Johnson next contends that the question "Could you consider probation in a case
where the victim is a nun?" is a proper question. She argues that the question is supported by
Maddux, that it is no different from the question we approved in Nunfio, and that a juror must be
able to consider the full range of punishment. She is correct that the question is approved in
Maddux, but Maddux was wrongly decided and conflicts with other cases, including Raby. She
misses the critical distinction between the question in Maddux and the one in Nunfio. In Nunfio,
the juror was asked whether the victim's status as a nun would affect his ability to be fair. On the
other hand, asking a juror if he could consider probation if the victim was a nun is a request to
the juror to refrain from foreclosing probation based upon the victim's status. And while it is
true that a juror must be able to consider the full range of punishment for an offense, it is not true
that a juror must be able to consider the full range of punishment for an offense committed under
a certain set of facts, such as one committed against a certain type of victim (unless the type of
victim defines the offense). See Sadler v. State, 977 S.W.2d 140, 142 (Tex. Crim. App. 1998)
("The law requires jurors to use the facts to tailor the punishment to the crime as committed by
the guilty defendant. As such, it would be nonsensical to rule that a juror who will use the facts
to fit the punishment to the crime is unqualified and thus challengeable for cause - such a juror
would be doing exactly what the law requires."). A juror is perfectly within his rights to say that
he will not consider probation for someone who victimizes a nun. The juror must still be fair,
but fairness does not preclude a conclusion that those who rape nuns do not deserve probation.
Moreover, Judge Johnson's emphasis on the word "consider" is misplaced. In Raby, we held that
it was improper to ask jurors if they could "consider" particular types of mitigating evidence
during the capital sentencing phase. 970 S.W.2d at 3. Next, Judge Johnson contends that a challenge for cause test for commitment questions
"ignores the reality" that voir dire is also intended to acquire information for intelligently
exercising peremptory challenges. But, as noted several times in this opinion, the challenge for
cause test does not apply to all questions; it applies only to commitment questions. Our opinion
does not address or restrict the asking of non-commitment questions, regardless of whether they
give rise to challenges for cause. The reason for the limitation on commitment questions is that
commitment questions are improper unless the law requires the juror to make the commitment. Finally, Judge Johnson asks whether we would "take the same position" if the question at
issue were, "Would you presume someone guilty if he or she refused to make a statement to the
police?" Of course such a question would be proper. That is the whole point of the challenge for
cause test. The Fifth Amendment's self-incrimination clause requires jurors to make a
commitment not to presume guilt from silence. Because the law requires a commitment not to
hold silence against the accused, the question is legitimate as a challenge for cause exception to
the prohibition against commitment questions. Similarly, Judge Price misses the point in his dissent. He contends that we have created a
disparity between civil and criminal cases because the Texas Supreme Court has permitted the
parties in civil cases to ask prospective jurors unspecified questions about "tort reform" and "the
lawsuit crisis." However, questions regarding a juror's attitude about "tort reform" or "the
lawsuit crisis" are not commitment questions because they do not ask for a commitment to
resolve or refrain from resolving an issue in the case a certain way after learning a particular fact.
See Babcock v. Northwest Memorial Hospital, 767 S.W.2d 705, 706 (Tex. 1989). Such
questions would not be prohibited by the principles articulated in this opinion, and Judge Price's
alleged disparity does not exist. Along with Judge Johnson, Judge Price also contends that we have deprived the parties of
the ability to ask questions that enable them to exercise their peremptory challenges. As we have
said several times, this opinion does no such thing. See, e.g., ante at 3, at 3 n. 7, and at 7 n. 22.
There are many questions that can be asked for the purpose of exercising peremptory challenges.
This opinion prohibits only those questions that call for improper commitments.